81. AM - 2/12/00: Insider Trading Conviction Quashed And Re-trial Ordered In recent times they’ve had some mixed success when it comes to prosecuting whitecollarcrime. This is particularly the case in the area of insider trading. http://www.abc.net.au/am/s219420.htm

ABC RADIO Listen to this story [Requires Microsoft Media Player This is a transcript of AM broadcast at 0800 AEST on local radio. Insider trading conviction quashed and re-trial ordered AM - Saturday, December 2, 2000 8:22 The former Macquarie Bank executive was jailed 15 months ago after being found guilty of charges relating to the takeover of transport giant TNT in 1996. Professor Ian Ramsey, Director of the Centre for Corporate Law at the University of Melbourne: Transcripts on this website are created by an independent transcription service. The ABC does not warrant the accuracy of the transcripts. ABC Online users are advised to listen to the audio provided on this page to verify the accuracy of the transcripts.

82. Insider Trading In Israel & England - A. Yoran of liability stem from the fact that trading on undisclosed It has been a crimein England since 1939 of material information, even by an insider, does not http://mishpatim.mscc.huji.ac.il/sacher/yoran72e.htm

Published by the Sacher Institute A. Yoran Order this publication Contact the publisher Table of Contents Foreword Preface Introduction I. CHARACTERISTICS OF INSIDER TRADING 15 II. CONTRACT Uberimae Fidei?-REVISITING Percival v. Wright AND AIIen v. Hyatt 23 III. A CRACK IN THE Percival v. Wright WALL IN SOUTH AFRICA? 27 IV. AFFIRMATIVE DUTY TO DISCLOSE AT COMMON LAW IN ISRAEL 29 V. DERIVATIVE SUIT BY AN ENGLISH OR ISRAELI SHAREHOLDER 33 VI. REPORTING AND DISCLOSURE REQUIREMENTS IN ISRAEL AND ENGLAND FOR INSIDER TRADING 43 VII. IMPLICATION OF CIVIL LIABILITY IN SECURITIES LAW IN THE UNITED STATES 51 Implied Liability for Insider Trading under American Federal Securities Laws-Comparison of the Framework Thereof with that in England and Israel 51 Theories of Liability in the Blue Sky Laws 56 VIII. IMPLICATION OF CIVIL LIABILITY FROM CRIMINAL PROVISIONS REGARDING SECURITY TRANSACTIONS IN ENGLAND AND ISRAEL 59 Introduction 59 Implying a Tort regarding Insider Trading in England 59 1. General Tests for Implication 59 2. Analysis of Section 13 64

83. Corporate Counsel Center Adopts Selective Disclosure Rules and Rules Clarifying insider trading Laws (January01 Select State. http://articles.corporate.findlaw.com/securitieslaw_1_289_1.html

Search FindLaw Corp Counsel Articles Contracts Litigation Watch News Commentaries Research Tools: Business Contracts Litigation Watch Article Database SEC Edgar Industry Centers: Automotive Construction Consumer Products Energy ... Wholesale Practice Area Centers: ADR Antitrust Bankruptcy Class Action Defense ... White Collar Crime FindLaw Links: Legal Software Message Boards Newsletters Online CLE Email: Password: Register Help Feedback FindLaw ... Securities Law Library Search FAQ Summaries of Law Dictionary SEC Proposes Pension Fund Blackout Rules (November 2002) The Sarbanes-Oxley Act of 2002 contains provisions requiring that participants and beneficiaries in certain retirement plans be given 30 days' notice before a blackout period and that executive officers and directors be prohibited from buying or selling company stock during the blackout period. Securities Loss Prevention: Selective Disclosures and Internet Disclosures (July 2001) Dan Bailey, Esq SEC Clarifies Insider Trading Rules (August 2000) This article reviews the SEC's release clarifying certain principles of insider trading. In addition, this article summarizes Regulation FD, a new regulation that prohibits public companies from selectively disclosing material information to analysts and institutional investors before making the same disclosures to individual investors and the general public. Corporate Policies On Compliance With Insider Trading Law And New Sec Rules 10B5-1 And 10B5-2 (August 2000) Shirli Fabbri Weiss This article addresses and comments on Rules 10b5-1 and 10b5-2 which are designed to clarify insider trading prohibitions and to create or codify affirmative defenses to regulatory charges of illegal insider trading.

84. Corporate Counsel Center insider trading Information on Bounties (September 01, 1998 persons with informationon insider trader bounties under Select State. http://articles.corporate.findlaw.com/securitieslaw_1_289_2.html

Search FindLaw Corp Counsel Articles Contracts Litigation Watch News Commentaries Research Tools: Business Contracts Litigation Watch Article Database SEC Edgar Industry Centers: Automotive Construction Consumer Products Energy ... Wholesale Practice Area Centers: ADR Antitrust Bankruptcy Class Action Defense ... White Collar Crime FindLaw Links: Legal Software Message Boards Newsletters Online CLE Email: Password: Register Help Feedback FindLaw ... Securities Law Library Search FAQ Summaries of Law Dictionary Denial That Company For Sale Not An Actionable Misstatement (November 1999) The United States Court of Appeals for the Fourth Circuit has affirmed the dismissal of a securities fraud class action by selling shareholders, holding that a statement that "[w]e''re not a company that''s for sale," made by its CEO shortly before the company announced that it had reached a merger agreement, was not actionable. District Court Rejects Reliance On PSLRA "Safe Harbor" Provision (November 1999) The United States District Court for the District of Nevada has denied a motion for summary judgment by defendant... SEC Issues Staff Accounting Bullentin On "Materiality" In Preparing Financial Statements (October 1999) On August 13, 1999, the Staff of the Securities and Exchange Commission's Office of the Chief Accountant (the "Staf...

85. Ananova - Porn Star Admits Insider Trading Ananova Porn star admits insider trading. A porn star who scored onthe stock market using secret tips from a Wall Street executive http://www.ananova.com/business/story/sm_605943.html?menu=

86. AllAfrica.com -- South Africa: Intermediary Sanctioned For Insider Trading Intermediary Sanctioned for insider trading, Email This Page PrintThis Page Visit The Publisher's Site. Business Day (Johannesburg). http://allafrica.com/stories/200212230117.html

Algeria Angola Benin Botswana Burkina Faso Burundi Cameroon Cape Verde Central African Republic Chad Comoros Congo-Brazzaville Congo-Kinshasa Côte d'Ivoire Djibouti Egypt Equatorial Guinea Eritrea Ethiopia Gabon Gambia Ghana Guinea Guinea Bissau Kenya Lesotho Liberia Libya Madagascar Malawi Mali Mauritania Mauritius Morocco Mozambique Namibia Niger Nigeria Rwanda Sao Tomé and Principé Senegal Seychelles Sierra Leone Somalia South Africa Sudan Swaziland Tanzania Togo Tunisia Uganda Western Sahara Zambia Zimbabwe Intermediary Sanctioned for Insider Trading Email This Page Print This Page Visit The Publisher's Site Business Day (Johannesburg) December 23, 2002 Posted to the web December 23, 2002 Rob Rose Johannesburg In a landmark case involving Cadbury's Schweppes, the Financial Services Board (FSB) has sanctioned an intermediary for insider trading. Although David Vermeulen was not a company employee, the FSB said the intermediary had breached his fiduciary duties by trading on information gained through inside access to the firm. For an excerpt from the Africa 2003 guidebook, click

87. AllAfrica.com -- South Africa: DRD Boss Accused Of Insider Trading DRD Boss Accused of insider trading, Email This Page Print This PageVisit The Publisher's Site. Mineweb (Johannesburg). March 13, 2003 http://allafrica.com/stories/200303180717.html

Algeria Angola Benin Botswana Burkina Faso Burundi Cameroon Cape Verde Central African Republic Chad Comoros Congo-Brazzaville Congo-Kinshasa Côte d'Ivoire Djibouti Egypt Equatorial Guinea Eritrea Ethiopia Gabon Gambia Ghana Guinea Guinea Bissau Kenya Lesotho Liberia Libya Madagascar Malawi Mali Mauritania Mauritius Morocco Mozambique Namibia Niger Nigeria Rwanda Sao Tomé and Principé Senegal Seychelles Sierra Leone Somalia South Africa Sudan Swaziland Tanzania Togo Tunisia Uganda Western Sahara Zambia Zimbabwe DRD Boss Accused of Insider Trading Email This Page Print This Page Visit The Publisher's Site Mineweb (Johannesburg) March 13, 2003 Posted to the web March 18, 2003 Mark Wellesley-Wood, Durban Roodepoort Deep's (DRD's) chief executive and chairman, has been dealt a potentially crippling blow following an extraordinary letter of resignation served last night by company secretary Maryna Eloff. Eloff's letter, in the possession of Mineweb, levelled accusations at Wellesley-Wood including insider trading and unspecified "illegal activities". DRD confirmed it had received a letter of resignation from Eloff and that the letter contained a number of serious allegations which were "untrue". "Of considerable concern to the company is an acknowledgement by Brett Kebble (chief executive of JCI Ltd) in a radio interview this evening that there has been recent contact between Ms Eloff and investigators working on behalf of him and his father, Roger Kebble," DRD said in an official statement. The company said it would start an investigation into Eloff's activities: "In the meantime, the company has nothing further to say".

88. FindLaw > Library > Subjects > Securities Law > Fraud & Insider Trading FindLaw Library Subjects Securities Law Fraud insider trading. http://library.findlaw.com/securitieslaw_1_289_1.html

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89. FindLaw > Library > Subjects > Securities Law > Fraud & Insider Trading FindLaw Library Subjects Securities Law Fraud insider trading. TheReturn of insider trading (September 08, 1998) Tower C. Snow, Jr. http://library.findlaw.com/securitieslaw_1_289_2.html

FindLaw Legal Professionals Students Business ... Lawyer Search State AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY AS GU MP PR VI Select a Practice Area Administrative Law Adoption Agriculture Law Alternative Dispute Resolution Animal Bites Asbestos Aviation Bankruptcy Law Business Organizations Child Support Civil Rights Constitutional Law Construction Law Consumer Protection Contracts Criminal Law Criminal Law Federal Debtor/Creditor Discrimination Divorce DUI/DWI Education Law Elder Law Eminent Domain Employment Law Employee Employment Law Employer Energy Law Environmental Law Estate Planning Family Law Franchising Gaming Law Government Contracts Insurance Law Intellectual Property Law International Law Internet Cyberspace Labor Law Landlord/Tenant Legal Malpractice Lemon Law Medical Malpractice Military Law Motor Vehicle Accidents Motor Vehicle Defects Native Peoples Law Natural Resources Law Nursing Home Patents Personal Injury Defense Personal Injury Premises Liability Products Liability Law Professional Malpractice Law Real Estate Law Securities Law Sexual Harassment Social Security Disability Taxation Law Toxic Substances Trademarks Traffic Violations Transportation Law Trusts Wills Workers' Compensation Law Wrongful Death Document Library Legal Dictionary Legal News FindLaw Legal Web Sites All Web Sites US Government Sites US Supreme Court All Circuit Courts US Constitution FindLaw Newsletters Top Legal News Headlines Legal Grounds More Newsletters MY Find Law Email Password: Keep me logged in until I sign out.

90. Dividend Policy May Curb Insider Trading Dividend Policy May Curb insider trading. That's why it is interestingto see how a company's dividend policy can affect insider trading. http://news.findlaw.com/ap_stories/f/1315/2-12-2003/20030212134501_32.html

91. FindLaw Legal News - SEC Cracks Down On Results, Insider Trading SEC Cracks Down on Results, insider trading. By Kevin Drawbaugh. WASHINGTON(Reuters) US market regulators voted on Wednesday to http://news.findlaw.com/business/s/20030115/financialreformsecdc.html

92. Nineteen Charged With Using Chat Rooms In Insider Trading Scheme Yielding $8.4 M Nineteen Charged with Using Chat Rooms in insider trading Scheme Yielding$8.4 Million. Goldman Sachs and Credit Suisse First Boston http://www.uslaw.com/library/article/usl314instrad.html?area_id=9

93. Code Of Ethics | Duke Energy Return to Table of Contents. insider trading. insider trading is a crimethat can carry severe penalties. If you know material, confidential http://www.duke-energy.com/decorp/content/investors/insider.asp

Home About Duke Energy Newscenter Community ... Corporate Information Code of Ethics Principles of Corporate Governance Chairman's Council Executive Advisory Council Board of Directors ... Return to Table of Contents Insider Trading Insider trading is a crime that can carry severe penalties. If you know material, confidential information about Duke Energy or any company with whom Duke Energy has a business relationship and you trade company securities, such as stocks or bonds, while in possession of that information or tell others about it before it is made public, you may have committed insider trading. Material information is the type of news that would affect a reasonable investor's decision on whether or not to invest in the company's stock. Examples include plans to issue securities, sharp changes in earnings patterns, changes in dividend rates, changes in key management personnel, mergers, acquisitions, and important regulatory actions affecting the company. This policy forbids you from trading not only in the stock of Duke Energy but also in those of its suppliers, customers or other companies with whom Duke Energy has a business relationship while in possession of material inside information learned in the course of your employment at Duke Energy. Duke Energy encourages all employees to invest in Duke Energy stock. However, if you have access to any information not readily available to the public, you must be very careful when trading stock to be sure you have not traded while in possession of material non-public information. When you have such information:

94. Oslo Børs: Circular Stricter Rules On Insider Trading, Duty Of Disclosure And T the National Authority for Investigation and Prosecution of Economic and EnvironmentalCrime). is to reduce the risk of illegal insider trading by giving Oslo http://www.ose.no/sirkulaere/3461.htm

Circular No. 01/2002 Stricter rules on insider trading, duty of disclosure and the management of insider information. The changes to the Securities Trading Act that came into force on 1 July 2001 imposed stricter requirements on investors and on companies that issue listed securities. In addition to this the changes to sections 5-1 and 10-1 of the Stock Exchange Regulations that came into force on 1 January 2002 also place stricter requirements on listed companies. However the changes have been accompanied by some relaxation of the requirement for listed companies to provide Oslo Børs with copies of confidentiality and restraint from trading statements issued by insiders. In addition the ban on trading in specific periods prior to the publication of annual and interim reports has been abolished. The purpose of these changes is to make the prohibition on insider trading and the rules aimed at preventing such trading clearer, more effective and stricter. The background for the changes can be found in the view expressed in various quarters that the provisions of the Securities Trading Act on the prohibition of the misuse of insider information have not been sufficiently effective. The changes to the regulations are intended to contribute to strengthening general confidence in official trading in financial instruments. Oslo Børs wishes to stress that the changes in regulations will not in themselves be sufficient to create greater confidence since this will also depend to a great extent on the behaviour and attitude of players in the market.

95. ZDNet |UK| - News - Story - Corel CEO Charged With Insider Dealing The insider trading investigation relates to 1997 trading activity.Cowpland's sale of 2.4 million Corel shares, for C$20.5 million http://news.zdnet.co.uk/story/0,,t269-s2074406,00.html

ZDNet UK News Reviews Tech Update ... News Story Corel CEO charged with insider dealing Friday 15th October 1999 ZDNN US The high-profile CEO of Canadian software maker Corel Corp., Michael Cowpland, was charged Thursday with three counts of violating securities law. The commission also issued a temporary cease trade order against Cowpland and his holding company, which prohibits them from trading in Corel stock for 15 days. A hearing to extend the order is scheduled for Oct 28 at the OSC. Corel stock was halted on both the Nasdaq and Toronto Stock Exchange before the announcement. The insider trading investigation relates to 1997 trading activity. Cowpland's sale of 2.4 million Corel shares, for C$20.5 million, one month before the firm reported a surprising $32-million third-quarter loss, sent the stock into a 40 percent decline. Cowpland sold his shares when they were trading between C$8.20 and C$8.80. Cowpland, who has said he sold the shares to pay off personal loans, had maintained the investigation was routine and that he would be vindicated. Cowpland issues statement "I am looking forward to finally having a chance to clear my name by responding to these matters, which are now more than two years old," said Cowpland in a statement.

96. . : Negócios : . Translate this page Segundo adiantou ao Jornal de Negócios fonte oficial do supervisor, «o ‘insidertrading’ deve ser considerado crime porque é muito similar ou até pior http://www.negocios.pt/noticias/NoticiaDetalhe.asp?CdDoc=85804

97. MWE - Practice Areas - White Collar Crime - SEC Defense PRACTICE AREAS WHITE COLLAR crime SEC DEFENSE financial fraud; insidertrading; market manipulation; fraud in the offer and sale of securities; http://www.mwe.com/index.cfm/fuseaction/sub_areas.detail/object_id/DD98901B-9E99

PRACTICE AREAS WHITE COLLAR CRIME > SEC DEFENSE Corporate Responsibility - White Collar Financial Institutions - Litigation Professional Liability SEC Defense ... Securities Litigation financial fraud insider trading market manipulation fraud in the offer and sale of securities fraud in the allocation of securities acquired in initial public offerings by registered investment advisers undisclosed custody and possession of client assets by investment advisers misuse of soft dollars PRIMARY CONTACTS Eugene I. Goldman egoldman@mwe.com Steven S. Scholes sscholes@mwe.com SEC DEFENSE RESOURCES Biographies Media Mentions Publications

98. Untitled http://dictionary.law.com/definition2.asp?selected=983&bold=

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